Finance, Failures, Fines and Fiefdoms

Maher, John (2015) Finance, Failures, Fines and Fiefdoms. In: Bank Regulation : Too Much or Too Little, 7th & 8th May 2015, iff, The Hall of the Patriots, Hamburg, Germany. (Unpublished)

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This presentation addresses issues associated with the fines and settlements of over €100bn imposed on international banks by regulatory authorities in Europe and the USA in recent years. It examines the purpose of regulation and the background to the events and behaviours which resulted in transfers of this magnitude. It expresses some hypotheses regarding what may unfold in the future and gives weight to the examination of roles that exist in institutions party to these transfers. It suggests some tasks that may be helpful as the sector pursues the next phase in its journey, perhaps with certain redemptive attributes in mind.

Item Type: Conference or Workshop Item (Other)
Additional Information: The phenomenon being considered here involves several domains including economics, law, accounting, organisation behaviour, psychology, politics and sociology, among others
Uncontrolled Keywords: Financial Regulation, Public Policy, Financial Risk, Regulatory Enforcement, Regulatory Goals for Financial Services
Departments or Groups: *NONE OF THESE*
Divisions: School of Business > Department of Accountancy and Finance
Depositing User: John Maher
Date Deposited: 24 Jun 2015 09:41
Last Modified: 22 Aug 2016 10:27

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